THE ORIGINS OF ATTACHMENT THEORY: JOHN BOWLBY AND MARY AINSWORTH
作者: INGE BRETHERTON / 36212次阅读 时间: 2011年4月24日
来源: Developmental Psychology (1992), 28, 759-775. 标签: Ainsworth AINSWORTH attachment Attachment ATTACHMENT Bowlby BOWLBY
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Reference: Developmental Psychology (1992), 28, 759-775.心理学空间*k%q q Yi,^ f%t

*Im"Q7l}+k/G)l0THE ORIGINS OF ATTACHMENT THEORY:
Tn*bY_"L/SN$O0JOHN BOWLBY AND MARY AINSWORTH
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INGE BRETHERTON
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Attachment theory is the joint work of John Bowlby and Mary Ainsworth (Ainsworth &
e2d4A+[Ol6X&}\0Bowlby, 1991 ). Drawing on concepts from ethology, cybernetics, information processing,
)i9@T3m%Z(c%Q/a'_[m0developmental psychology, and psychoanalysts, John Bowlby formulated the basic tenets of
_*_h5F }#r0the theory. He thereby revolutionized our thinking about a child’s tie to the mother and its心理学空间;l{.q(jq$\7SN/e
disruption through separation, deprivation, and bereavement. Mary Ainsworth’s innovative
4vZ%Xn i;?0methodology not only made it possible to test some of Bowlby’s ideas empirically hut also心理学空间9aZ8SOm9w `@p
helped expand the theory itself and is responsible for some of the new directions it is now心理学空间)z(ht*Z/d9^2Km
taking. Ainsworth contributed the concept of the attachment figure as a secure base from
GyuE-oCP%YEi^R0which an infant can explore the world. In addition, she formulated the concept of maternal
_5fYws{#sYO0sensitivity to infant signals and its role in the development of infant-mother attachment
!S]2q$n)K$[f2_w*l0patterns.心理学空间0_ZH![&V*X*HiJ

.r;z,j8q/axd*r2O.B-E R:I0The ideas now guiding attachment theory have a long developmental history. Although心理学空间t"R:ariH]'Tv.]
Bowlby and Ainsworth worked independently of each other during their early careers, both心理学空间Ycs a;c9B4k/i*H+b
were influenced by Freud and other psychoanalytic thinkers-directly in Bowlby’s case,
V/_T ~;T(Lm8^6U3G)z!f#L0indirectly in Ainsworth’s. In this chapter, I document the origins of ideas that later became心理学空间z#h/[ y]
central to attachment theory. I then discuss the subsequent period of theory building and
%W7R o9b*[-I'Y6_D0consolidation. Finally, I review some of the new directions in which the theory is currently心理学空间#zBk J:c$m
developing and speculate on its future potential In taking this retrospective developmental心理学空间c|3N%J(y:gHd
approach to the origins of attachment theory, I am reminded of Freud’s (1920/1955) remark:心理学空间3hoF0ggb4E
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I would like to thank Mary Ainsworth and Ursula Bowlby for helpful input on a draft of this article. I am also
z`2I+VO W|GK0grateful for insightful comments by three very knowledgeable reviewers.心理学空间 {ya&A5?p,e-M
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Reference: Developmental Psychology (1992), 28, 759-775. Reprinted in from R. Parke, P. Ornstein, J.
n]T^!l0|*AP^0Reiser, & C. Zahn-Waxler (Eds.) (1994). A century of developmental psychology. (Chapter 15, pp. 431-471).
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So long as we trace the development from its final outcome backwards, the chain of events心理学空间3M;}OWqJy m@
appears continuous, and we feel we have gained an insight which is completely satisfactory
|-?y$ad]0or even exhaustive. But if we proceed in the reverse way, if we start from the premises
;Fp\)onQ(TA.| }(Ha0inferred from the analysis and try to follow these up to the final results, then we no longer心理学空间G:{ g]&j] X
get the impression of an inevitable sequence of events which could not have otherwise been心理学空间.s#m\h?y I
determined. (p. 167)
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In elucidating how each idea and methodological advance became a stepping stone for the心理学空间Q n%K)dv;^$nW
next, my retrospective account of the origins of attachment theory makes the process of theory心理学空间5d+_5Tf }hiM!Rc
building seem planful and orderly. No doubt this was the case to some extent, but it may often not心理学空间G8M2sk^WAh q}
have seemed so to the protagonists at the time.
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ORIGINS
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John Bowlby
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;WC3b@L @H2mU[0After graduating from the University of Cambridge in 1928, where he received rigorous
e'S`2ZO^Su(Wn0scientific training and some instruction in what is now called developmental psychology, Bowlby心理学空间RRGwy}"@
performed volunteer work at a school for maladjusted children while reconsidering his career心理学空间/\:^^_{gX
goals. His experiences with two children at the school set his professional life on course. One was
nRZLj~0a very isolated, remote, affectionless teenager who had been expelled from his previous school for
pv Q{ g5c0theft and had had no stable mother figure. The second child was an anxious boy of 7 or 8 who心理学空间!\2a|K;ov8|
trailed Bowlby around and who was known as his shadow (Ainsworth, 1974). Persuaded by this
T)v*S c'W0experience of the effects of early family relationships on personality development, Bowlby心理学空间C`)e g%_ x%o
decided to embark on a career as a child psychiatrist (Senn, 1977h).心理学空间%d#|$sg8_-G*Lb2fr

{k$[e%R0Concurrently with his studies in medicine and psychiatry, Bowlby undertook training at the心理学空间R x/J(jB&K:wW'nG|Q
British Psychoanalytic Institute. During this period Melanie Klein was a major influence there (the心理学空间r~3NE#A-| U,c
institute had three groups: Group A sided with Freud, Group B sided with Klein, and the Middle心理学空间)r D*N#AVP'NA
Group sided with neither). Bowlby was exposed to Kleinian (Klein, 1932) ideas through his心理学空间FA0cScER1N
training analyst, Joan Riviere, a close associate of Klein, and eventually through supervision by
C#e7v,n1h0Melanie Klein herself. Although he acknowledges Riviere and Klein for grounding him in the
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object-relations approach to psychoanalysis, with its emphasis on early relationships and the心理学空间I&S2bL G
pathogenic potential of loss (Bowlby, 1969, p. xvii), he had grave reservations about aspects of
Y GL B6[!W$PEK0the Kleinian approach to child psychoanalysis. Klein held that children’s emotional problems are
oq @'pF0almost entirely due to fantasies generated from internal conflict between aggressive and libidinal心理学空间8I&sq5q&{hh AL ml
drives, rather than to events in the external world, She hence forbade Bowlby to talk to the
\} RM X[2T[0mother of a 3-year-old whom he analyzed under her supervision (Bowlby, 1987). This was
A*I1s i-L1gQp0anathema to Bowlby who, in the course of his postgraduate training with two psychoanalytically心理学空间1?e9k+A1LDm}/K4i
trained social workers at the London Child Guidance Clinic, had come to believe that actual
#?O5}2fzkt0family experiences were a much more important, if not the basic, cause of emotional disturbance.
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Bowlby’s plan to counter Klein’s ideas through research is manifest in an early theoretical
*__%Hn-_s)_0paper (1940) in which he proposed that, like nurserymen, psychoanalysts should study the nature
]G \T"\0of the organism, the properties of the soil, and their interaction (p. 23). He goes on to suggest
7Y)S,a2{P7_*V+^0that, for mothers with parenting difficulties,心理学空间9J}W8_PVsP
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a weekly interview in which their problems are approached analytically and traced hack to
9?do2u7x {Q+p0childhood has sometimes been remarkably effective. Having once been helped to recognize
S\,\7g#DOAU0and recapture the feelings which she herself had as a child and to find that they are accepted
X5a }vJ ja0tolerantly and understandingly, a mother will become increasingly sympathetic and tolerant心理学空间7sO/z1}$_
toward the same things in her child. (Bowlby, 1940, p. 23)
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Y[d n6nb8D0These quotations reveal Bowlby’s early theoretical and clinical interest in the intergenerational
j&t \ _"HC0transmission of attachment relations and in the possibility of helping children by helping parents.
F2Gt-n'W0Psychoanalytic object-relations theories later proposed by Fairbain (1952) and Winnicott (1965)
b!Ej#B@ Y0were congenial to Bowlby, hut his thinking had developed independently of them.心理学空间H2{7m9|y
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Bowlby’s first empirical study, based on case notes from the London Child Guidance Clinic,心理学空间H5b1t {d2C:t|'W @
dates from this period. Like the boy at the school for maladjusted children, many of the clinic
0c;\M2n0o%e0patients were affectionless and prone to stealing. Through detailed examination of 44 cases,
nD Y8g[ | R3u0Bowlby was able to link their symptoms to histories of maternal deprivation and separation.
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Although World War II led to an interruption in Bowlby’s budding career as a practicing
;NK_ Gmg2_ ~7N0child psychiatrist, it laid further groundwork for his career as a researcher. His assignment was to
t8^8[u5`&zx0collaborate on officer selection procedures with a group of distinguished colleagues from the
J6T3OnDY0Tavistock Clinic in London, an experience that gave Bowlby a level of methodological and心理学空间#~}.DXeF

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$TLC-{Fzs8G0statistical expertise then unusual for a psychiatrist and psychoanalyst. This training is obvious in心理学空间X UOKyr
the revision of his paper, “Forty-Four Juvenile Thieves: Their Characters and Home Lives”
vG/v%G~0(Bowlby, 1944), which includes statistical tests as well as detailed case histories.
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e*ewx.r6|0At the end of World War II, Bowlby was invited to become head of the Children’s心理学空间e-HE*W8@
Department at the Tavistock Clinic. In line with his earlier ideas on the importance of family
h.w8`z` _x0relationships in child therapy, he promptly renamed it the Department for Children and Parents.
{ S1UQ.h-z4P0Indeed, in what is credited as the first published paper in family therapy, Bowlby (1949) describes
4ddK/J,{L6v8K0how he was often able to achieve clinical breakthroughs by interviewing parents about their
\6Ij,G9u In0childhood experiences in the presence of their troubled children.
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To Bowlby’s chagrin, however, much of the clinical work in the department was done by
[mk)`9J0people with a Kleinian orientation, who, he says, regarded his emphasis on actual family心理学空间!`1{#~6?j
interaction patterns as not particularly relevant. He therefore decided to found his own research心理学空间Q!l0uKzp
unit whose efforts were focused on mother-child separation. Because separation is a clear-cut and
|O+Z&n&z0undeniable event, its effects on the child and the parent- child relationship were easier to心理学空间!G3n.^X5U8R([
document than more subtle influences of parental and familial interaction.
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Mary Ainsworth
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@w+GC V%n0Mary Ainsworth (nee Salter), 6 years younger than Bowlby, finished graduate study at the心理学空间9C;Z3T3Md6Cv2Y
University of Toronto just before World War II. courses with William Blatz had introduced her
9G;j3M&Gz0Q1p g]0to security theory (Blatz, 1940), which both reformulated and challenged Freudian ideas, though
6Hgo9M*Z4C+NH*U(m0Blatz chose not to recognize his debt to Freud because of the anti-Freudian climate that pervaded心理学空间K&MJy#ndn/[ z7t}
the University of Toronto at that time (Ainsworth, 1983; Blatz, 1966).心理学空间/jfD8o'C(l [x3v7k
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One of the major tenets of security theory is that infants and young children need to develop心理学空间o+o w { d3}H re7rs
a secure dependence on parents before launching out into unfamiliar situations. In her dissertation,心理学空间x1jnl2]N
entitled “An Evaluation of Adjustment Based Upon the Concept of Security,” Mary Salter
Y{^tbTQ0(1940) states it this way:心理学空间!Q5sw4kGHC{

OP#x [2i uS0Familial security in the early stages is of a dependent type and forms a basis from which心理学空间s,Q;k.J*Tf
the individual can work out gradually, forming new skills and interests in other fields.
2}zE(TK)A2R0Where familial security is lacking, the individual is handicapped by the lack o~ what
L5g3ra'Tr0might be called a secure base italics added from which to work. (p. 45)心理学空间;o2~jC&{%?(H

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Interestingly, Mary Salter’s dissertation research included an analysis of students’ autobiographical心理学空间8J9{r M:y
narratives in support of the validity of her paper-and-pencil self-report scales of familial and心理学空间-f8]%y}`:O%Y7c
extrafamilial security, foreshadowing her later penchant for narrative methods of data collection.
n1r8A6Q vLI0Indeed, few researchers realize the enormous experience in instrument development and diagnostics心理学空间 W'A8Z"r(R(Q
she brought to attachment research.
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Like Bowlby’s, Mary Salter’s professional career was shaped by her duties as a military心理学空间h g+mz3o%S6C'Rd
officer during World War 11 (in the Canadian Women’s Army corps). After the war, as a faculty
w;}3q"oi1Mo zv.g:Ci0member at the University of Toronto, she set out to deepen her clinical skills in response to the
\]H}d |1U0request to teach courses in personality assessment. To prepare herself for this task, she signed up
QN$g1{0z#DC3^]0for workshops by Bruno Klopfer, a noted expert in the interpretation of the Rorschach test. This心理学空间2F t,^ F!blR
experience led to a coauthored book on the Rorschach technique (Klopfer, Ainsworth, Klopfer,
.iu5a4`\8?7O#D0| _0& Holt, 1954), which is still in print.
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In 1950, Mary Salter married Leonard Ainsworth and accompanied him to London, where
[c4a{N)IB0he completed his doctoral studies. Someone there drew her attention to a job advertisement in the
3YTh,`y6D,\e0London Times that happened to involve research, under the direction of John Bowlby, into the心理学空间Qyms"[ [u
effect on personality development of separation from the mother in early childhood. As Mary心理学空间T@;`!I#t SP
Ainsworth acknowledges, joining Bowlby’s research unit reset the whole direction of her心理学空间^_(z'|~
professional career, though neither Bowlby nor Ainsworth realized this at the time.心理学空间!_-tm8h#wf
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