THE ORIGINS OF ATTACHMENT THEORY: JOHN BOWLBY AND MARY AINSWORTH
作者: INGE BRETHERTON / 37385次阅读 时间: 2011年4月24日
来源: Developmental Psychology (1992), 28, 759-775. 标签: Ainsworth AINSWORTH attachment Attachment ATTACHMENT Bowlby BOWLBY
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Reference: Developmental Psychology (1992), 28, 759-775.心理学空间g.CnbRx4I3t

;V7M`L9e n6SkgS0THE ORIGINS OF ATTACHMENT THEORY:
]N4L4DXo#\+j3I0JOHN BOWLBY AND MARY AINSWORTH心理学空间X'yb%L8i0Q Z{
心理学空间L*{.hg({m

Cx%Z0bF?U0INGE BRETHERTON心理学空间uc1rQF%x R [1XJ

q[o\E,K&{0Attachment theory is the joint work of John Bowlby and Mary Ainsworth (Ainsworth &
^u-[2CJ/n/Po7O0Bowlby, 1991 ). Drawing on concepts from ethology, cybernetics, information processing,
*gi/F"EGW0developmental psychology, and psychoanalysts, John Bowlby formulated the basic tenets of
RL cF4x zz eVSe0the theory. He thereby revolutionized our thinking about a child’s tie to the mother and its
X I"Nsor$? p0disruption through separation, deprivation, and bereavement. Mary Ainsworth’s innovative心理学空间9u%I o K/lV*}&G
methodology not only made it possible to test some of Bowlby’s ideas empirically hut also
'^7y.\l7d!V0helped expand the theory itself and is responsible for some of the new directions it is now心理学空间DRLi)@Pu1Mao
taking. Ainsworth contributed the concept of the attachment figure as a secure base from
7C0QIvZ`:g,Q/`0which an infant can explore the world. In addition, she formulated the concept of maternal
;@Y7e`;h D^C0sensitivity to infant signals and its role in the development of infant-mother attachment心理学空间Q[P0J.Q+Y#l3l1r
patterns.心理学空间DN4Z-k(fN4N

rD l0a/LXf$m0The ideas now guiding attachment theory have a long developmental history. Although
{ pF6_,U9av6C0Bowlby and Ainsworth worked independently of each other during their early careers, both心理学空间,p*K\3psVr
were influenced by Freud and other psychoanalytic thinkers-directly in Bowlby’s case,
z\r/G(Q'aB5KVM0indirectly in Ainsworth’s. In this chapter, I document the origins of ideas that later became
7m(}q%u#I8`#N? m:B)d-g0central to attachment theory. I then discuss the subsequent period of theory building and
X(?G? x+Zod0consolidation. Finally, I review some of the new directions in which the theory is currently
dL:Q"{$G)p,T q0developing and speculate on its future potential In taking this retrospective developmental心理学空间%c/E,mh8RuY2O9_4L
approach to the origins of attachment theory, I am reminded of Freud’s (1920/1955) remark:
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Y!kRW.h Be y0Vi0I would like to thank Mary Ainsworth and Ursula Bowlby for helpful input on a draft of this article. I am also
RK$a'aS+XED'k0grateful for insightful comments by three very knowledgeable reviewers.心理学空间q-Z9r lU)kc:VB
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Reference: Developmental Psychology (1992), 28, 759-775. Reprinted in from R. Parke, P. Ornstein, J.心理学空间~$QcM8t3d
Reiser, & C. Zahn-Waxler (Eds.) (1994). A century of developmental psychology. (Chapter 15, pp. 431-471).
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6OSa)D+X#]5n:{-Y0So long as we trace the development from its final outcome backwards, the chain of events
'hsA2^'^0appears continuous, and we feel we have gained an insight which is completely satisfactory心理学空间\4}[b2H@F g
or even exhaustive. But if we proceed in the reverse way, if we start from the premises
W'Ld nniM h4D0inferred from the analysis and try to follow these up to the final results, then we no longer心理学空间3PDC5aJ+Qir
get the impression of an inevitable sequence of events which could not have otherwise been心理学空间'h N6Qu5t8gI
determined. (p. 167)
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In elucidating how each idea and methodological advance became a stepping stone for the
"O&ceY;x0A"hV*W`?p0next, my retrospective account of the origins of attachment theory makes the process of theory心理学空间$DQ:]wO
building seem planful and orderly. No doubt this was the case to some extent, but it may often not心理学空间/\~;WB.gI!V-J'L7E
have seemed so to the protagonists at the time.心理学空间Ee0^`9@(IN:\WASg5i_

O/l5K ]jV1`,`0ORIGINS心理学空间#L&W}!eL\

R0Pp8rV:ya*}0John Bowlby
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After graduating from the University of Cambridge in 1928, where he received rigorous心理学空间 H,Q7j6a8T\Y0I$E
scientific training and some instruction in what is now called developmental psychology, Bowlby心理学空间t.m/BWz9G4]6^
performed volunteer work at a school for maladjusted children while reconsidering his career
1E%My,U&ukm1N+f0goals. His experiences with two children at the school set his professional life on course. One was心理学空间)R Ka&ziL&p5a L
a very isolated, remote, affectionless teenager who had been expelled from his previous school for心理学空间)F,x;Q-pV M,u4D(K9F
theft and had had no stable mother figure. The second child was an anxious boy of 7 or 8 who心理学空间 B8m_.oMsm6| V
trailed Bowlby around and who was known as his shadow (Ainsworth, 1974). Persuaded by this心理学空间B$z,@Sb{K s8dW7Ha
experience of the effects of early family relationships on personality development, Bowlby
uaa%Oi.T0decided to embark on a career as a child psychiatrist (Senn, 1977h).心理学空间7oO7M6q [$a

[8dhr Vj0Concurrently with his studies in medicine and psychiatry, Bowlby undertook training at the
3P0}joM_0British Psychoanalytic Institute. During this period Melanie Klein was a major influence there (the
Z-F [4?]}0institute had three groups: Group A sided with Freud, Group B sided with Klein, and the Middle
I Am*Q8j2I9We0Group sided with neither). Bowlby was exposed to Kleinian (Klein, 1932) ideas through his心理学空间eoIuA
training analyst, Joan Riviere, a close associate of Klein, and eventually through supervision by
%r TiH&uR0qD3Ol h wX0Melanie Klein herself. Although he acknowledges Riviere and Klein for grounding him in the心理学空间8Bj4? wH2hQ E
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9O!f^"~4W1c3Ph0object-relations approach to psychoanalysis, with its emphasis on early relationships and the心理学空间A1p8hL0rDm
pathogenic potential of loss (Bowlby, 1969, p. xvii), he had grave reservations about aspects of
4b&f0NZuxm"i v$C;[0the Kleinian approach to child psychoanalysis. Klein held that children’s emotional problems are
"a5oYpH3Y{0almost entirely due to fantasies generated from internal conflict between aggressive and libidinal心理学空间 ctj1Rh
drives, rather than to events in the external world, She hence forbade Bowlby to talk to the心理学空间Uh n:O)F e&J}6mN(h
mother of a 3-year-old whom he analyzed under her supervision (Bowlby, 1987). This was
W Zx&_Ua-VJo0anathema to Bowlby who, in the course of his postgraduate training with two psychoanalytically心理学空间/S(y wZ6l&w
trained social workers at the London Child Guidance Clinic, had come to believe that actual心理学空间da J \SC)Q[
family experiences were a much more important, if not the basic, cause of emotional disturbance.心理学空间.W4r7I:C(Q9D;I
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Bowlby’s plan to counter Klein’s ideas through research is manifest in an early theoretical
w9rtzwWyk0paper (1940) in which he proposed that, like nurserymen, psychoanalysts should study the nature心理学空间"Z8p2Wec {U0]c6j F+k
of the organism, the properties of the soil, and their interaction (p. 23). He goes on to suggest
Z0u1^-X\0u+u;[i0that, for mothers with parenting difficulties,心理学空间B%tL"E(i)@
心理学空间 {"S9P"|b
a weekly interview in which their problems are approached analytically and traced hack to心理学空间;x9^cjf
childhood has sometimes been remarkably effective. Having once been helped to recognize心理学空间 }%JC9r5b)l!YE
and recapture the feelings which she herself had as a child and to find that they are accepted
S,E7d7~:R)_0tolerantly and understandingly, a mother will become increasingly sympathetic and tolerant心理学空间7~UY9Vr)zb
toward the same things in her child. (Bowlby, 1940, p. 23)
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^(E#W"W@^?0These quotations reveal Bowlby’s early theoretical and clinical interest in the intergenerational心理学空间d;k0n`$m}i
transmission of attachment relations and in the possibility of helping children by helping parents.
X:Yy4I+B[{0Psychoanalytic object-relations theories later proposed by Fairbain (1952) and Winnicott (1965)
:Z{8qjTJ0were congenial to Bowlby, hut his thinking had developed independently of them.心理学空间Q\\L[P b

](_%C'ga&Y0Bowlby’s first empirical study, based on case notes from the London Child Guidance Clinic,心理学空间GOD8e%Hf+\
dates from this period. Like the boy at the school for maladjusted children, many of the clinic
m4^7[`tT4V0patients were affectionless and prone to stealing. Through detailed examination of 44 cases,心理学空间/T!lUph"c.R:i
Bowlby was able to link their symptoms to histories of maternal deprivation and separation.心理学空间N~ Lj4oc

FTY$Mw+U0Although World War II led to an interruption in Bowlby’s budding career as a practicing
RR {!H(\.V4b%@r G3{0child psychiatrist, it laid further groundwork for his career as a researcher. His assignment was to
)Pi,]a,_3R Bw-R0collaborate on officer selection procedures with a group of distinguished colleagues from the
7A#B&N F|aM6`2r0Tavistock Clinic in London, an experience that gave Bowlby a level of methodological and心理学空间F$}.HVzz

+q$F2MA&Y0
t7h{u)[%Y2v ?0statistical expertise then unusual for a psychiatrist and psychoanalyst. This training is obvious in
'N ?N^g7r-I0]0the revision of his paper, “Forty-Four Juvenile Thieves: Their Characters and Home Lives”
N Bmp[9\0(Bowlby, 1944), which includes statistical tests as well as detailed case histories.
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wRGJ]%s7h3g0At the end of World War II, Bowlby was invited to become head of the Children’s心理学空间YJUv0m5N;c,p
Department at the Tavistock Clinic. In line with his earlier ideas on the importance of family心理学空间]$t_W Oq5a-r
relationships in child therapy, he promptly renamed it the Department for Children and Parents.心理学空间?2cs&Y;P
Indeed, in what is credited as the first published paper in family therapy, Bowlby (1949) describes心理学空间8z0D3k s!no#`wy
how he was often able to achieve clinical breakthroughs by interviewing parents about their心理学空间r9W7^4j\r0o;vC*S1q
childhood experiences in the presence of their troubled children.心理学空间]$w5`[!z(u
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To Bowlby’s chagrin, however, much of the clinical work in the department was done by
_v0[m}2_0people with a Kleinian orientation, who, he says, regarded his emphasis on actual family心理学空间6k/ODa(a3W,d(e
interaction patterns as not particularly relevant. He therefore decided to found his own research
7{6_g3g u9\0unit whose efforts were focused on mother-child separation. Because separation is a clear-cut and
$@(X;F)LFNB q0undeniable event, its effects on the child and the parent- child relationship were easier to
r6[[Y Qa'J~`0document than more subtle influences of parental and familial interaction.心理学空间sAz'D X/N/z~
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Mary Ainsworth
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&|?LWd0Mary Ainsworth (nee Salter), 6 years younger than Bowlby, finished graduate study at the
u8csm Hv)_H e0University of Toronto just before World War II. courses with William Blatz had introduced her
9J`*E'Q{$WA%^0to security theory (Blatz, 1940), which both reformulated and challenged Freudian ideas, though心理学空间 @;t&f.\w`-Z$fQ
Blatz chose not to recognize his debt to Freud because of the anti-Freudian climate that pervaded心理学空间U4CF&B\L i@
the University of Toronto at that time (Ainsworth, 1983; Blatz, 1966).
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One of the major tenets of security theory is that infants and young children need to develop
Be\'l(T3hPJ N0a secure dependence on parents before launching out into unfamiliar situations. In her dissertation,
+pA/dB*i:JD9Mt0entitled “An Evaluation of Adjustment Based Upon the Concept of Security,” Mary Salter
Lz8s4\/IjWgdXrJ0(1940) states it this way:心理学空间*@ T]ECA6S

3L5lXt7R$OBDK0Familial security in the early stages is of a dependent type and forms a basis from which
|z.|iw"b0the individual can work out gradually, forming new skills and interests in other fields.
S)Tx3\h2|rp#U0Where familial security is lacking, the individual is handicapped by the lack o~ what心理学空间(|6DS7Dm6q+u%U T e
might be called a secure base italics added from which to work. (p. 45)
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Interestingly, Mary Salter’s dissertation research included an analysis of students’ autobiographical心理学空间 l6x-Z}9kssj8G9g
narratives in support of the validity of her paper-and-pencil self-report scales of familial and
ffH k.{%hY(~0extrafamilial security, foreshadowing her later penchant for narrative methods of data collection.心理学空间/V2P Y!J sD
Indeed, few researchers realize the enormous experience in instrument development and diagnostics心理学空间)gy:mFv'u,g \X
she brought to attachment research.
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b~,j${ z n}(cG0Like Bowlby’s, Mary Salter’s professional career was shaped by her duties as a military心理学空间 A1g)j/D1t$p
officer during World War 11 (in the Canadian Women’s Army corps). After the war, as a faculty
D!x~!\_ oM0member at the University of Toronto, she set out to deepen her clinical skills in response to the
uF f AA't0request to teach courses in personality assessment. To prepare herself for this task, she signed up心理学空间&?/E1]1|-Lr8{G
for workshops by Bruno Klopfer, a noted expert in the interpretation of the Rorschach test. This
[5Iy!Wd0experience led to a coauthored book on the Rorschach technique (Klopfer, Ainsworth, Klopfer,
~%rp `+~G&RU0& Holt, 1954), which is still in print.
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fwNWi0In 1950, Mary Salter married Leonard Ainsworth and accompanied him to London, where
0{uRduS [b$p_0he completed his doctoral studies. Someone there drew her attention to a job advertisement in the心理学空间r t:wip o:zX
London Times that happened to involve research, under the direction of John Bowlby, into the
C6m8?8JZbdl0effect on personality development of separation from the mother in early childhood. As Mary
CG)z`+p)c0Ainsworth acknowledges, joining Bowlby’s research unit reset the whole direction of her
Reg([/t3{5jw0professional career, though neither Bowlby nor Ainsworth realized this at the time.心理学空间m:ftx/IYg/W0sP
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