THE ORIGINS OF ATTACHMENT THEORY: JOHN BOWLBY AND MARY AINSWORTH
作者: INGE BRETHERTON / 36311次阅读 时间: 2011年4月24日
来源: Developmental Psychology (1992), 28, 759-775. 标签: Ainsworth AINSWORTH attachment Attachment ATTACHMENT Bowlby BOWLBY
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$O qT2V`V0Reference: Developmental Psychology (1992), 28, 759-775.心理学空间XyN3S)p+s
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THE ORIGINS OF ATTACHMENT THEORY:心理学空间{*`Bb5|pg
JOHN BOWLBY AND MARY AINSWORTH心理学空间1@N/u FP%Brp
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Lq2c2^'n0INGE BRETHERTON
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7q,J-W|;kN6n0Attachment theory is the joint work of John Bowlby and Mary Ainsworth (Ainsworth &
/{d*X{8W|0H1ox0Bowlby, 1991 ). Drawing on concepts from ethology, cybernetics, information processing,心理学空间v v K'J ss;V5k @7qR
developmental psychology, and psychoanalysts, John Bowlby formulated the basic tenets of
3|{NPfA+nt+c3J]0the theory. He thereby revolutionized our thinking about a child’s tie to the mother and its
Ox:b yj6E1u0disruption through separation, deprivation, and bereavement. Mary Ainsworth’s innovative心理学空间9r3K| Xh"{N'D
methodology not only made it possible to test some of Bowlby’s ideas empirically hut also
%D8D {@8P,A w] b0helped expand the theory itself and is responsible for some of the new directions it is now
@k bk;N0taking. Ainsworth contributed the concept of the attachment figure as a secure base from心理学空间DU{m6h
which an infant can explore the world. In addition, she formulated the concept of maternal心理学空间-Mr2Aa*y{J
sensitivity to infant signals and its role in the development of infant-mother attachment心理学空间K/K\~0G
patterns.心理学空间m;Dq ``RQ7p{

/Pi4b/Q(q#`,Li}]H2w0The ideas now guiding attachment theory have a long developmental history. Although心理学空间HNRA S:w%K0U9T
Bowlby and Ainsworth worked independently of each other during their early careers, both
&wL/RA,qa*f:qN0were influenced by Freud and other psychoanalytic thinkers-directly in Bowlby’s case,
O?5H PYB'|0indirectly in Ainsworth’s. In this chapter, I document the origins of ideas that later became
WfdK9w0central to attachment theory. I then discuss the subsequent period of theory building and
wP:ZY(Ech ~0consolidation. Finally, I review some of the new directions in which the theory is currently
!Ek+D5Yb0developing and speculate on its future potential In taking this retrospective developmental
AF5W:Ra@0approach to the origins of attachment theory, I am reminded of Freud’s (1920/1955) remark:
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1ol[+R+|7xSK(h0I would like to thank Mary Ainsworth and Ursula Bowlby for helpful input on a draft of this article. I am also
vm7C6P{/fd"q0grateful for insightful comments by three very knowledgeable reviewers.
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b R2E,I?8c0Reference: Developmental Psychology (1992), 28, 759-775. Reprinted in from R. Parke, P. Ornstein, J.心理学空间6eJ%M+y7l3kji(x
Reiser, & C. Zahn-Waxler (Eds.) (1994). A century of developmental psychology. (Chapter 15, pp. 431-471).心理学空间/fdu"|-j*^$pD

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So long as we trace the development from its final outcome backwards, the chain of events
n_ @%_;\3j*^3\'}0appears continuous, and we feel we have gained an insight which is completely satisfactory心理学空间lkw8\.VGC3J
or even exhaustive. But if we proceed in the reverse way, if we start from the premises心理学空间&AYq z8\:]&E'V3_
inferred from the analysis and try to follow these up to the final results, then we no longer心理学空间3}m-hr krq9K3E7o
get the impression of an inevitable sequence of events which could not have otherwise been心理学空间 gD{,r7wh|T
determined. (p. 167)
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In elucidating how each idea and methodological advance became a stepping stone for the心理学空间"z-Bb1s_s"W7l
next, my retrospective account of the origins of attachment theory makes the process of theory
K-n3ur*@D0building seem planful and orderly. No doubt this was the case to some extent, but it may often not
B2usq'\CPy0have seemed so to the protagonists at the time.
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John Bowlby心理学空间n?a6LZ#Y

@ [ wJ-G0After graduating from the University of Cambridge in 1928, where he received rigorous
)S I$U5Muo.v NNU0scientific training and some instruction in what is now called developmental psychology, Bowlby心理学空间 i2z"f7z1|1q&nn
performed volunteer work at a school for maladjusted children while reconsidering his career心理学空间&{UH&E2L9sf
goals. His experiences with two children at the school set his professional life on course. One was心理学空间hg"K E"wC$T
a very isolated, remote, affectionless teenager who had been expelled from his previous school for
.O`p&nB.weuUc6ET"C0theft and had had no stable mother figure. The second child was an anxious boy of 7 or 8 who心理学空间,f2w|6Y3@d!Zr rZ E
trailed Bowlby around and who was known as his shadow (Ainsworth, 1974). Persuaded by this心理学空间^ x _)mI`-UoLd}
experience of the effects of early family relationships on personality development, Bowlby心理学空间Z Q-gL}9^%z
decided to embark on a career as a child psychiatrist (Senn, 1977h).心理学空间_K5P1n;d kr

B3b*L?,a.S0Concurrently with his studies in medicine and psychiatry, Bowlby undertook training at the
~;EM-xn#?4]K0British Psychoanalytic Institute. During this period Melanie Klein was a major influence there (the
.`)L|C1FkL:F-EZ d0institute had three groups: Group A sided with Freud, Group B sided with Klein, and the Middle心理学空间_&~q4x!Qn;am
Group sided with neither). Bowlby was exposed to Kleinian (Klein, 1932) ideas through his
UmG^2f7|U0training analyst, Joan Riviere, a close associate of Klein, and eventually through supervision by心理学空间SmeGM
Melanie Klein herself. Although he acknowledges Riviere and Klein for grounding him in the
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object-relations approach to psychoanalysis, with its emphasis on early relationships and the心理学空间/G}.Y@ s"?Ma5m
pathogenic potential of loss (Bowlby, 1969, p. xvii), he had grave reservations about aspects of
w;L5b#X0{-k0the Kleinian approach to child psychoanalysis. Klein held that children’s emotional problems are
B$c1^T7hJ0almost entirely due to fantasies generated from internal conflict between aggressive and libidinal
*V2lO?!Y0drives, rather than to events in the external world, She hence forbade Bowlby to talk to the心理学空间1xF}zy)eDU7N3U
mother of a 3-year-old whom he analyzed under her supervision (Bowlby, 1987). This was心理学空间:ioyGr]
anathema to Bowlby who, in the course of his postgraduate training with two psychoanalytically
sN)Zc8`v;}0trained social workers at the London Child Guidance Clinic, had come to believe that actual
8^7K&xDu0family experiences were a much more important, if not the basic, cause of emotional disturbance.
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Bowlby’s plan to counter Klein’s ideas through research is manifest in an early theoretical心理学空间7f!GV"KZT.`T
paper (1940) in which he proposed that, like nurserymen, psychoanalysts should study the nature
@t-T*{;g5U0of the organism, the properties of the soil, and their interaction (p. 23). He goes on to suggest
7xy4I6g'd3Rl4{.l%V:b0that, for mothers with parenting difficulties,心理学空间'{E)qmc?w

#i5J&Wp)Q(X.k |0a weekly interview in which their problems are approached analytically and traced hack to
sP/i!BC4z$Mv0childhood has sometimes been remarkably effective. Having once been helped to recognize心理学空间7r8B(dh8P2q`*D-D
and recapture the feelings which she herself had as a child and to find that they are accepted
&T&C8e@I t;x!_0tolerantly and understandingly, a mother will become increasingly sympathetic and tolerant心理学空间#u4S [1A!fnj'g
toward the same things in her child. (Bowlby, 1940, p. 23)心理学空间xnv8x`
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These quotations reveal Bowlby’s early theoretical and clinical interest in the intergenerational
:G'pY9T/PQ3g0transmission of attachment relations and in the possibility of helping children by helping parents.心理学空间*[ZU-b3o c
Psychoanalytic object-relations theories later proposed by Fairbain (1952) and Winnicott (1965)心理学空间U x(F,{G&xWHG
were congenial to Bowlby, hut his thinking had developed independently of them.
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p3] GR0cgH*Vq J{0Bowlby’s first empirical study, based on case notes from the London Child Guidance Clinic,
hRc U(r,J B0dates from this period. Like the boy at the school for maladjusted children, many of the clinic心理学空间P]1oQ8u)\
patients were affectionless and prone to stealing. Through detailed examination of 44 cases,
Ddf @\4j0Bowlby was able to link their symptoms to histories of maternal deprivation and separation.心理学空间 oC(H3wsVk

9J.H5}i`(mD*?0Although World War II led to an interruption in Bowlby’s budding career as a practicing心理学空间mWDa gu
child psychiatrist, it laid further groundwork for his career as a researcher. His assignment was to
a5Aa{2Qd'b%z0collaborate on officer selection procedures with a group of distinguished colleagues from the
D dik,^v}E E0Tavistock Clinic in London, an experience that gave Bowlby a level of methodological and心理学空间?!tcY^@$my
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statistical expertise then unusual for a psychiatrist and psychoanalyst. This training is obvious in
q5oh I"|-Y&M_\0the revision of his paper, “Forty-Four Juvenile Thieves: Their Characters and Home Lives”
8y| O6@I N0(Bowlby, 1944), which includes statistical tests as well as detailed case histories.
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At the end of World War II, Bowlby was invited to become head of the Children’s
9b5`*l9Atz/c*h t%CQ0Department at the Tavistock Clinic. In line with his earlier ideas on the importance of family心理学空间9Of#_$A7yNcc
relationships in child therapy, he promptly renamed it the Department for Children and Parents.
Z Y'`)R4dx9QTa0Indeed, in what is credited as the first published paper in family therapy, Bowlby (1949) describes
0m E:sR3u~h0how he was often able to achieve clinical breakthroughs by interviewing parents about their心理学空间PM-S_F)n
childhood experiences in the presence of their troubled children.
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9~H#Z%x)p H0To Bowlby’s chagrin, however, much of the clinical work in the department was done by心理学空间'x \{kM
people with a Kleinian orientation, who, he says, regarded his emphasis on actual family心理学空间b1o)Y)s#LQ@-\
interaction patterns as not particularly relevant. He therefore decided to found his own research心理学空间 qe"UP E0Cz y
unit whose efforts were focused on mother-child separation. Because separation is a clear-cut and心理学空间'?jw N%Y0t"m/GF M
undeniable event, its effects on the child and the parent- child relationship were easier to心理学空间 b5]6\OTYZ n
document than more subtle influences of parental and familial interaction.
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Mary Ainsworth
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Mary Ainsworth (nee Salter), 6 years younger than Bowlby, finished graduate study at the
UD Or p6j;[0GW0University of Toronto just before World War II. courses with William Blatz had introduced her
m,\.Jj.H/v!]wN0to security theory (Blatz, 1940), which both reformulated and challenged Freudian ideas, though心理学空间/{3e_u a
Blatz chose not to recognize his debt to Freud because of the anti-Freudian climate that pervaded心理学空间 ^C%^'M g
the University of Toronto at that time (Ainsworth, 1983; Blatz, 1966).
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One of the major tenets of security theory is that infants and young children need to develop心理学空间 JArGr ^$B9O@M(\
a secure dependence on parents before launching out into unfamiliar situations. In her dissertation,
"t4j2ZsyVU5d0entitled “An Evaluation of Adjustment Based Upon the Concept of Security,” Mary Salter心理学空间9xW m W%f)jd!p
(1940) states it this way:心理学空间-{8G |\-w?1@
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Familial security in the early stages is of a dependent type and forms a basis from which
2e:r:DD(Tz0the individual can work out gradually, forming new skills and interests in other fields.
Z'C iP.@-R_0Where familial security is lacking, the individual is handicapped by the lack o~ what心理学空间 exYn!bAwq*kE
might be called a secure base italics added from which to work. (p. 45)心理学空间i1d.u'W4{'q

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Interestingly, Mary Salter’s dissertation research included an analysis of students’ autobiographical心理学空间7R#?&I-vn#\
narratives in support of the validity of her paper-and-pencil self-report scales of familial and
G.R/x;kWjd0extrafamilial security, foreshadowing her later penchant for narrative methods of data collection.
#|^'c5C[0Indeed, few researchers realize the enormous experience in instrument development and diagnostics
`6H V/m`_6Y?|0she brought to attachment research.心理学空间)fN!L/_Z&c`
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Like Bowlby’s, Mary Salter’s professional career was shaped by her duties as a military
:F Oe,l V|0{0officer during World War 11 (in the Canadian Women’s Army corps). After the war, as a faculty
l y'Y]I;W~i:f0member at the University of Toronto, she set out to deepen her clinical skills in response to the心理学空间#s$Q_q})B,w(P
request to teach courses in personality assessment. To prepare herself for this task, she signed up
X5u(x%H V-hk0for workshops by Bruno Klopfer, a noted expert in the interpretation of the Rorschach test. This
[fE eU O0experience led to a coauthored book on the Rorschach technique (Klopfer, Ainsworth, Klopfer,心理学空间@;i7kD l4[
& Holt, 1954), which is still in print.心理学空间G/|dy+vi
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In 1950, Mary Salter married Leonard Ainsworth and accompanied him to London, where心理学空间jIg8u)lN W
he completed his doctoral studies. Someone there drew her attention to a job advertisement in the心理学空间h:QN)z+N?{
London Times that happened to involve research, under the direction of John Bowlby, into the
Z$D`:r#Yh0effect on personality development of separation from the mother in early childhood. As Mary心理学空间n3X.Yh#f
Ainsworth acknowledges, joining Bowlby’s research unit reset the whole direction of her心理学空间8v D)o`s#\H^
professional career, though neither Bowlby nor Ainsworth realized this at the time.
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